Corporate Transactions

  • Triple C is actively involved in initiating, managing and structuring new capital raisings, via initial public offerings, equity placements (including pre-IPO) or rights issues and we can also underwrite issues. Our team adopt a boutique approach with an emphasis on emerging, small-mid cap companies and their financing and corporate advisory requirements.  

     

    • TND – Top End Minerals
      Placement

      TND – Top End Minerals

      Placement

      S708 Placement

      $2.2 million

      Issue price $0.022

    • MED – Merlin Diamonds Limited
      Rights Issue

      MED – Merlin Diamonds Limited

      Rights Issue

      $5.5 million Underwritten Rights Issue

      $0.013

    Previous Corporate Transactions

    • SmartTrans (SMA.ASX)
      Rights Issue

      SmartTrans (SMA.ASX)

      Rights Issue

      $5.5 million Rights Issue

      Lead Manager | July 2015

    • Gulf Manganese Corporation (GMC.ASX)
      Placement

      Gulf Manganese Corporation (GMC.ASX)

      Placement

      $1.125m Placement

      Lead Manager | December 2015

    • CV Check (CV1.ASX)
      IPO

      CV Check (CV1.ASX)

      IPO

      $2m Seed Financing

      Lead Manager | August 2014

      $2m Pre-IPO Financing

      Lead Manager | April 2015

      $9.9m IPO

      Lead Manager | September 2015

    • Red River Resources (RVR.ASX)
      Institutional Placement

      Red River Resources (RVR.ASX)

      Institutional Placement

      $6.5m Institutional Placement

      Lead Manager |July 2014

      $3.6m Institutional Placement

      Joint Lead Manager | October 2014

    • Virtual Gaming Worlds
      Seed Financing

      Virtual Gaming Worlds

      Seed Financing

      $7.5m Seed Financing

      Lead Manager | October 2013